Publications and Presentations
March 17, 2015

Securities Alert: SEC Issues Guidance on Waivers of Disqualification Under Regulation A and Rules 505 and 506 of Regulation D

Summary: On March 13, 2015, the SEC’s Division of Corporation Finance issued guidance regarding disqualification waivers under Regulation A and Rules 505 and 506 of Regulation D of the Securities Act of 1933, as amended (Securities Act), the SEC’s principal rule-based private-placement exemptions.

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