Publications and Presentations
August 12, 2014

Closing the Last Loopholes? Thoughts Regarding the Draft of an Act for the Protection of Retail Investors

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Summary: On 28 July 2014, the German Finance Ministry released the draft of an Act for the Protection of Retail Investors. The German Federal Government, by releasing this draft, is attempting to close the remaining regulatory loopholes in the protection of retail investors by amending the Capital Investment Law and the Securities Trading Law. 

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